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SIX drives the transformation of financial markets.

What sets us apart drives us ahead: between local roots and global relevance, we are a unique blend of tradition and future, of foundation and growth. We value bright minds and inspire them to grow with their ideas. Come and shape the future of finance with us.

Junior Compliance Officer

London | Hybrid working 60% | Reference 6737

Do you want to work in a highly dynamic and diverse environment? Are you passionate about regulatory compliance and working for a global organization? Then REGIS-TR UK’s Compliance team wants to hear from you! We are an energetic and driven team responsible for compliance with responsibilities under UK EMIR. Our goal is to build a best-in-class Compliance team and we’re looking for an exceptional candidate to join us! In this position you will work closely with the Chief Compliance Officer and the Compliance team in Madrid.

What You Will Do

Manage the UK Compliance Mailbox and ensure requests are reviewed and addressed within a timely manner
Oversee the UK Compliance Calendar, ensuring the Compliance team meet all internal and external deadlines
Manage the UK Compliance Dashboard for monthly and quarterly reporting to governance committees
Take ownership for and lead assigned Compliance Monitoring and Testing reviews
Take ownership for the sanction screening of new clients, plus the annual review of onboarded clients

What You Bring

1-2 years of experience working in a Compliance, Legal or Risk team within the financial services industry
Experience with leading Compliance Monitoring and Testing reviews on the first line
Confident with all Microsoft Office applications
Strong presentation skills, both verbal and written
Languages: Fluent in English (both verbal and written), Spanish is a plus

If you have any questions, please call Anthony Mills at +44 207 550 5407.

For this vacancy we only accept direct applications.

Diversity is important to us. Therefore, we are looking to receiving applications regardless of any personal background.

What We Offer

Flexible Work Models

We trust our employees and offer a work environment that is well-balanced, productive and fosters success.

Personal Development

You will benefit from a culture of continuous learning and feedback. Your personal growth is supported through an extensive learning offering.

Agile Working Methods

Whether through scrum or design thinking,

we solve exciting tasks together in teams.

Apply now »

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Junior Compliance Officer